SEC Form 4 · accession 0001209191-16-139880
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura A Gasparini
Officer — VP, Human Resources
Period of report
Sep 2, 2016
Accepted (ET)
Sep 2, 2016 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2016 | M | 1,500 | $19.08 | A | 7,314 | D | |
| Common Stock | Sep 2, 2016 | S | 1,500 | $74.84 | D | 5,814 | D | |
| Common Stock | Sep 2, 2016 | M | 1,150 | $20.02 | A | 6,964 | D | |
| Common Stock | Sep 2, 2016 | S | 1,150 | $74.84 | D | 5,814 | D | |
| Common StockF2 | holding | — | — | — | 446 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 787 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $19.08 | Sep 2, 2016 | M | 1,500 | D | — | Nov 10, 2018 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option (right to buy)F5 | $20.02 | Sep 2, 2016 | M | 1,150 | D | — | Nov 8, 2019 | Common Stock | 1,150 | 1,150 | D |
Explanation of responses
- F1This total includes 58 shares purchased on 8/1/2016 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F2This total represents the number of shares of common stock held by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes.
- F3This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 8/31/2016.
- F4This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.
- F5This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.