SEC Form 4 · accession 0001209191-16-133978
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura A Gasparini
Officer — VP, Human Resources
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 22, 2016 | M | 1,129 | — | A | 6,122 | D | |
| Common Stock | Jul 22, 2016 | F | 366 | $64.81 | D | 5,756 | D | |
| Common StockF2 | holding | — | — | — | 446 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 787 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Jul 22, 2016 | M | 1,129 | D | — | — | Common Stock | 1,129 | 3,387 | D |
Explanation of responses
- F1Restricted stock units convert into shares of common stock on a one-for-one basis.
- F2This total represents the number of shares of common stock held by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes.
- F3This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 6/30/2016.
- F4The restricted stock units vest in four (4) equal installments beginning on 7/22/2016 and ending on 7/22/2019.