SEC Form 4 · accession 0001209191-16-132078
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Executive Chairman · Director
Period of report
Jul 5, 2016
Accepted (ET)
Jul 7, 2016 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2016 | M | 10,000 | $20.02 | A | 140,327 | D | |
| Common StockF2 | Jul 5, 2016 | S | 8,300 | $59.32 | D | 132,027 | D | |
| Common StockF3 | Jul 5, 2016 | S | 1,700 | $60.09 | D | 130,327 | D | |
| Common StockF4 | Jul 5, 2016 | S | 4,000 | $59.31 | D | 126,327 | D | |
| Common StockF5 | Jul 5, 2016 | S | 1,000 | $60.09 | D | 125,327 | D | |
| Common StockF6 | holding | — | — | — | 19,452 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $20.02 | Jul 5, 2016 | M | 10,000 | D | — | Nov 8, 2019 | Common Stock | 10,000 | 62,784 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/11/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $58.89 per share to $59.66 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $59.78 per share to $60.68 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $58.97 per share to $59.68 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $59.74 per share to $60.70 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 6/30/2016.
- F7This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.