SEC Form 4 · accession 0001209191-16-128319
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Executive Chairman · Director
Period of report
Jun 14, 2016
Accepted (ET)
Jun 16, 2016 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | M | 10,000 | $20.02 | A | 155,327 | D | |
| Common StockF2 | Jun 14, 2016 | S | 10,000 | $64.83 | D | 145,327 | D | |
| Common StockF3 | Jun 14, 2016 | S | 5,000 | $64.83 | D | 140,327 | D | |
| Common StockF4 | holding | — | — | — | 19,431 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $20.02 | Jun 14, 2016 | M | 10,000 | D | — | Nov 8, 2019 | Common Stock | 10,000 | 92,784 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/11/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $64.42 per share to $65.09 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $64.46 per share to $65.08 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 5/31/2016.
- F5This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.