SEC Form 4 · accession 0001209191-16-126923
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Executive Chairman · Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2016 | M | 2,484 | $19.08 | A | 152,811 | D | |
| Common Stock | Jun 7, 2016 | M | 7,516 | $20.02 | A | 160,327 | D | |
| Common StockF2 | Jun 7, 2016 | S | 900 | $66.35 | D | 159,427 | D | |
| Common StockF3 | Jun 7, 2016 | S | 9,100 | $67.17 | D | 150,327 | D | |
| Common StockF4 | Jun 7, 2016 | S | 400 | $66.24 | D | 149,927 | D | |
| Common StockF5 | Jun 7, 2016 | S | 4,600 | $67.17 | D | 145,327 | D | |
| Common StockF6 | holding | — | — | — | 19,431 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $19.08 | Jun 7, 2016 | M | 2,484 | D | — | Nov 10, 2018 | Common Stock | 2,484 | 0 | D |
| Employee Stock Option (right to buy)F8 | $20.02 | Jun 7, 2016 | M | 7,516 | D | — | Nov 8, 2019 | Common Stock | 7,516 | 102,784 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/11/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $66.27 per share to $66.41 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $66.63 per share to $67.57 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $66.20 per share to $66.39 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $66.61 per share to $67.50 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 5/31/2016.
- F7This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.
- F8This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.