SEC Form 4 · accession 0001209191-16-117950
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | M | 10,000 | $19.08 | A | 185,327 | D | |
| Common StockF2 | May 3, 2016 | S | 10,000 | $66.88 | D | 175,327 | D | |
| Common StockF3 | May 3, 2016 | S | 5,000 | $66.88 | D | 170,327 | D | |
| Common StockF4 | holding | — | — | — | 19,356 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $19.08 | May 3, 2016 | M | 10,000 | D | — | Nov 10, 2018 | Common Stock | 10,000 | 42,484 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/11/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $66.59 per share to $67.15 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $66.69 per share to $67.15 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 4/30/2016.
- F5This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.