SEC Form 4 · accession 0001209191-16-115239
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Apr 19, 2016
Accepted (ET)
Apr 21, 2016 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2016 | M | 10,000 | $19.08 | A | 195,327 | D | |
| Common StockF2 | Apr 19, 2016 | S | 1,200 | $72.70 | D | 194,127 | D | |
| Common StockF3 | Apr 19, 2016 | S | 7,100 | $73.14 | D | 187,027 | D | |
| Common StockF4 | Apr 19, 2016 | S | 1,700 | $74.26 | D | 185,327 | D | |
| Common StockF5 | Apr 19, 2016 | S | 250 | $72.65 | D | 185,077 | D | |
| Common StockF6 | Apr 19, 2016 | S | 4,050 | $73.13 | D | 181,027 | D | |
| Common StockF7 | Apr 19, 2016 | S | 700 | $74.28 | D | 180,327 | D | |
| Common StockF8 | holding | — | — | — | 19,299 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F9 | $19.08 | Apr 19, 2016 | M | 10,000 | D | — | Nov 10, 2018 | Common Stock | 10,000 | 62,484 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/11/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $72.65 per share to $72.73 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $72.75 per share to $73.74 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.87 per share to $74.79 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $72.64 per share to $72.65 per share.
- F6The price reflects the average selling price of the shares sold. Actual sale prices ranged from $72.66 per share to $73.64 per share.
- F7The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.97 per share to $74.76 per share.
- F8This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 3/31/2016.
- F9This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.