SEC Form 4 · accession 0001209191-16-114246
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Apr 12, 2016
Accepted (ET)
Apr 14, 2016 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 12, 2016 | M | 3,484 | $23.80 | A | 193,811 | D | |
| Common Stock | Apr 12, 2016 | M | 6,516 | $19.08 | A | 200,327 | D | |
| Common StockF2 | Apr 12, 2016 | S | 3,300 | $73.93 | D | 197,027 | D | |
| Common StockF3 | Apr 12, 2016 | S | 5,600 | $74.53 | D | 191,427 | D | |
| Common StockF4 | Apr 12, 2016 | S | 1,100 | $75.78 | D | 190,327 | D | |
| Common StockF5 | Apr 12, 2016 | S | 1,831 | $73.96 | D | 188,496 | D | |
| Common StockF6 | Apr 12, 2016 | S | 2,669 | $74.61 | D | 185,827 | D | |
| Common StockF7 | Apr 12, 2016 | S | 500 | $75.95 | D | 185,327 | D | |
| Common StockF8 | holding | — | — | — | 19,299 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F9 | $23.80 | Apr 12, 2016 | M | 3,484 | D | — | Nov 9, 2017 | Common Stock | 3,484 | 0 | D |
| Employee Stock Option (right to buy)F10 | $19.08 | Apr 12, 2016 | M | 6,516 | D | — | Nov 10, 2018 | Common Stock | 6,516 | 72,484 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/11/2016.
- F10This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.67 per share to $74.14 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $74.18 per share to $75.16 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $75.36 per share to $76.23 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.71 per share to $74.15 per share.
- F6The price reflects the average selling price of the shares sold. Actual sale prices ranged from $74.20 per share to $75.18 per share.
- F7The price reflects the average selling price of the shares sold. Actual sale prices ranged from $75.40 per share to $76.19 per share.
- F8This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 3/31/2016.
- F9This stock option vested in four (4) equal installments, beginning on 11/9/2011 and ending on 11/9/2014.