SEC Form 4 · accession 0001209191-16-113665
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Apr 5, 2016
Accepted (ET)
Apr 7, 2016 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 5, 2016 | M | 10,000 | $23.80 | A | 205,327 | D | |
| Common Stock | Apr 5, 2016 | S | 300 | $76.26 | D | 205,027 | D | |
| Common StockF2 | Apr 5, 2016 | S | 9,700 | $76.83 | D | 195,327 | D | |
| Common StockF3 | Apr 5, 2016 | S | 5,000 | $76.82 | D | 190,327 | D | |
| Common StockF4 | holding | — | — | — | 19,299 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $23.80 | Apr 5, 2016 | M | 10,000 | D | — | Nov 9, 2017 | Common Stock | 10,000 | 3,484 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/11/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $76.39 per share to $77.37 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $76.25 per share to $77.22 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 3/31/2016.
- F5This stock option vested in four (4) equal installments, beginning on 11/9/2011 and ending on 11/9/2014.