SEC Form 4 · accession 0001209191-16-111294
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2016 | M | 10,000 | $23.80 | A | 210,327 | D | |
| Common StockF2 | Mar 29, 2016 | S | 400 | $73.82 | D | 209,927 | D | |
| Common StockF3 | Mar 29, 2016 | S | 9,600 | $74.62 | D | 200,327 | D | |
| Common StockF4 | Mar 29, 2016 | S | 300 | $73.83 | D | 200,027 | D | |
| Common StockF5 | Mar 29, 2016 | S | 4,700 | $74.55 | D | 195,327 | D | |
| Common StockF6 | holding | — | — | — | 19,349 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $23.80 | Mar 29, 2016 | M | 10,000 | D | — | Nov 9, 2017 | Common Stock | 10,000 | 13,484 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/11/2016.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.76 per share to $73.90 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $74.16 per share to $75.09 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.78 per share to $73.91 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $74.22 per share to $74.96 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 2/29/2016.
- F7This stock option vested in four (4) equal installments, beginning on 11/9/2011 and ending on 11/9/2014.