SEC Form 4 · accession 0001209191-16-100734
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Feb 19, 2016
Accepted (ET)
Feb 19, 2016 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | M | 50,000 | $20.02 | A | 267,885 | D | |
| Common Stock | Feb 19, 2016 | S | 50,000 | $63.00 | D | 217,885 | D | |
| Common Stock | Feb 19, 2016 | S | 7,558 | $63.00 | D | 210,327 | D | |
| Common StockF2 | holding | — | — | — | 19,259 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $20.02 | Feb 19, 2016 | M | 50,000 | D | — | Nov 8, 2019 | Common Stock | 50,000 | 130,300 | D |
Explanation of responses
- F1This total includes 265 shares purchased on 2/1/2016 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F2This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 1/31/2016.
- F3This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.