SEC Form 4 · accession 0001209191-15-086908
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 23, 2015 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2015 | M | 5,000 | $19.08 | A | 227,620 | D | |
| Common StockF2 | Dec 23, 2015 | S | 400 | $77.83 | D | 227,220 | D | |
| Common StockF3 | Dec 23, 2015 | S | 4,600 | $78.43 | D | 222,620 | D | |
| Common StockF4 | Dec 23, 2015 | S | 600 | $77.79 | D | 222,020 | D | |
| Common StockF5 | Dec 23, 2015 | S | 4,400 | $78.47 | D | 217,620 | D | |
| Common StockF6 | holding | — | — | — | 19,182 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $19.08 | Dec 23, 2015 | M | 5,000 | D | — | Nov 10, 2018 | Common Stock | 5,000 | 79,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/7/2015.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $77.76 per share to $77.90 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $77.95 per share to $78.94 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $77.72 per share to $77.86 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $77.95 per share to $78.90 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 11/30/2015.
- F7This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.