SEC Form 4 · accession 0001209191-15-084537
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | M | 5,000 | $23.80 | A | 234,620 | D | |
| Common StockF2 | Dec 8, 2015 | S | 5,000 | $85.34 | D | 229,620 | D | |
| Common Stock | Dec 9, 2015 | M | 6,000 | $19.08 | A | 235,620 | D | |
| Common StockF4 | Dec 9, 2015 | S | 1,800 | $85.54 | D | 233,820 | D | |
| Common StockF5 | Dec 9, 2015 | S | 4,200 | $86.20 | D | 229,620 | D | |
| Common StockF6 | Dec 9, 2015 | S | 1,500 | $85.47 | D | 228,120 | D | |
| Common StockF7 | Dec 9, 2015 | S | 5,500 | $86.13 | D | 222,620 | D | |
| Common StockF8 | holding | — | — | — | 19,182 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F9 | $23.80 | Dec 8, 2015 | M | 5,000 | D | — | Nov 9, 2017 | Common Stock | 5,000 | 23,484 | D |
| Employee Stock Option (right to buy)F10 | $19.08 | Dec 9, 2015 | M | 6,000 | D | — | Nov 10, 2018 | Common Stock | 6,000 | 84,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/4/2015.
- F10This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $84.61 per share to $85.55 per share.
- F3This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/7/2015.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $85.35 per share to $85.65 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $85.69 per share to $86.65 per share.
- F6The price reflects the average selling price of the shares sold. Actual sale prices ranged from $85.35 per share to $85.55 per share.
- F7The price reflects the average selling price of the shares sold. Actual sale prices ranged from $85.64 per share to $86.58 per share.
- F8This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 11/30/2015.
- F9This stock option vested in four (4) equal installments, beginning on 11/9/2011 and ending on 11/9/2014.