SEC Form 4 · accession 0001209191-15-083387
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark V B Tremallo
Officer — VP, General Counsel &Secretary
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | M | 1,750 | $20.02 | A | 25,988 | D | |
| Common Stock | Dec 1, 2015 | M | 3,250 | $25.25 | A | 29,238 | D | |
| Common StockF2 | Dec 1, 2015 | S | 5,000 | $83.96 | D | 24,238 | D | |
| Common StockF3 | Dec 1, 2015 | S | 200 | $83.35 | D | 24,038 | D | |
| Common StockF4 | Dec 1, 2015 | S | 6,500 | $83.98 | D | 17,538 | D | |
| Common StockF5 | holding | — | — | — | 1,547 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $20.02 | Dec 1, 2015 | M | 1,750 | D | — | Nov 8, 2019 | Common Stock | 1,750 | 10,350 | D |
| Employee Stock Option (right to buy)F7 | $25.25 | Dec 1, 2015 | M | 3,250 | D | — | Nov 7, 2020 | Common Stock | 3,250 | 18,750 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/7/2015.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $83.51 per share to $84.38 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $83.35 per share to $83.36 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $83.58 per share to $84.38 per share.
- F5This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 11/30/2015.
- F6This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.
- F7This stock option vests in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.