SEC Form 4 · accession 0001209191-15-079893
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2015 | A | 13,694 | $0.00 | A | 144,811 | D | |
| Common StockF2 | Nov 9, 2015 | F | 6,471 | $84.89 | D | 138,340 | D | |
| Common StockF3 | Nov 9, 2015 | A | 45,000 | $0.00 | A | 183,340 | D | |
| Common StockF2 | Nov 9, 2015 | F | 21,263 | $84.89 | D | 162,077 | D | |
| Common StockF4 | Nov 9, 2015 | A | 116,002 | $0.00 | A | 278,079 | D | |
| Common StockF2 | Nov 9, 2015 | F | 54,811 | $84.89 | D | 223,268 | D | |
| Common StockF5 | Nov 10, 2015 | A | 31,000 | $0.00 | A | 254,268 | D | |
| Common StockF2 | Nov 10, 2015 | F | 14,648 | $80.37 | D | 239,620 | D | |
| Common Stock | Nov 10, 2015 | M | 5,000 | $23.80 | A | 244,620 | D | |
| Common StockF7 | Nov 10, 2015 | S | 1,700 | $80.18 | D | 242,920 | D | |
| Common StockF8 | Nov 10, 2015 | S | 3,300 | $80.72 | D | 239,620 | D | |
| Common Stock | Nov 11, 2015 | M | 5,000 | $19.08 | A | 244,620 | D | |
| Common StockF10 | Nov 11, 2015 | S | 3,700 | $80.37 | D | 240,920 | D | |
| Common StockF11 | Nov 11, 2015 | S | 1,300 | $81.16 | D | 239,620 | D | |
| Common StockF12 | Nov 11, 2015 | S | 2,200 | $80.24 | D | 237,420 | D | |
| Common StockF13 | Nov 11, 2015 | S | 2,800 | $80.83 | D | 234,620 | D | |
| Common StockF14 | holding | — | — | — | 19,147 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F15 | $84.89 | Nov 9, 2015 | A | 90,000 | A | — | Nov 9, 2022 | Common Stock | 90,000 | 90,000 | D |
| Employee Stock Option (right to buy)F16 | $23.80 | Nov 10, 2015 | M | 5,000 | D | — | Nov 9, 2017 | Common Stock | 5,000 | 33,484 | D |
| Employee Stock Option (right to buy)F17 | $19.08 | Nov 11, 2015 | M | 5,000 | D | — | Nov 10, 2018 | Common Stock | 5,000 | 95,000 | D |
Explanation of responses
- F1Unrestricted stock award under the Issuer's 2015 Long-Term Incentive Plan made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2015 Executive Incentive Plan.
- F10The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.09 per share to $80.70 per share.
- F11The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.85 per share to $81.71 per share.
- F12The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.05 per share to $80.35 per share.
- F13The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.47 per share to $81.42 per share.
- F14This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2015.
- F15This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.
- F16This stock option vested in four (4) equal installments, beginning on 11/9/2011 and ending on 11/9/2014.
- F17This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.
- F2Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
- F3Represents 45,000 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2013. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2014.
- F4Represents 116,002 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/8/2012. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2013.
- F5Represents 31,000 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.
- F6This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/4/2015.
- F7The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.00 per share to $80.35 per share.
- F8The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.39 per share to $81.35 per share.
- F9This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/7/2015.