SEC Form 4 · accession 0001209191-15-079418
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Palette
Officer — EVP & CFO
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 10,000 | $20.02 | A | 38,617 | D | |
| Common Stock | Nov 6, 2015 | S | 10,000 | $85.00 | D | 28,217 | D | |
| Common Stock | Nov 6, 2015 | M | 10,000 | $25.25 | A | 38,617 | D | |
| Common Stock | Nov 6, 2015 | S | 10,000 | $85.00 | D | 28,617 | D | |
| Common StockF2 | holding | — | — | — | 4,628 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $20.02 | Nov 6, 2015 | M | 10,000 | D | — | Nov 8, 2019 | Common Stock | 10,000 | 21,000 | D |
| Employee Stock Option (right to buy)F4 | $25.25 | Nov 6, 2015 | M | 10,000 | D | — | Nov 7, 2020 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 5/4/2015.
- F2This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2015.
- F3This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.
- F4This stock option vests in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.