SEC Form 4 · accession 0001209191-15-074893
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Oct 6, 2015
Accepted (ET)
Oct 8, 2015 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2015 | M | 5,000 | $23.80 | A | 136,117 | D | |
| Common StockF2 | Oct 6, 2015 | S | 4,300 | $80.06 | D | 131,817 | D | |
| Common StockF3 | Oct 6, 2015 | S | 700 | $81.70 | D | 131,117 | D | |
| Common StockF4 | holding | — | — | — | 19,113 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $23.80 | Oct 6, 2015 | M | 5,000 | D | — | Nov 9, 2017 | Common Stock | 5,000 | 38,484 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 5/4/2015.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.00 per share to $80.93 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $81.35 per share to $82.19 per share.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 9/30/2015.
- F5This stock option vested in four (4) equal installments, beginning on 11/9/2011 and ending on 11/9/2014.