SEC Form 4 · accession 0001209191-15-072225
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Palette
Officer — EVP & CFO
Period of report
Sep 23, 2015
Accepted (ET)
Sep 25, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 23, 2015 | M | 11,000 | $20.02 | A | 39,617 | D | |
| Common StockF2 | Sep 23, 2015 | S | 1,400 | $86.49 | D | 38,217 | D | |
| Common StockF3 | Sep 23, 2015 | S | 7,393 | $86.95 | D | 30,824 | D | |
| Common StockF4 | Sep 23, 2015 | S | 2,207 | $88.29 | D | 28,617 | D | |
| Common StockF5 | holding | — | — | — | 4,616 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $20.02 | Sep 23, 2015 | M | 11,000 | D | — | Nov 8, 2019 | Common Stock | 11,000 | 31,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 5/4/2015.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $86.34 per share to $86.60 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $86.65 per share to $87.63 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $87.73 per share to $88.72 per share.
- F5This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 8/31/2015.
- F6This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.