SEC Form 4 · accession 0001209191-15-070397
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Palette
Officer — EVP & CFO
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2015 | M | 11,260 | $19.08 | A | 39,877 | D | |
| Common StockF2 | Sep 9, 2015 | S | 6,423 | $86.93 | D | 33,454 | D | |
| Common StockF3 | Sep 9, 2015 | S | 2,937 | $87.97 | D | 30,517 | D | |
| Common StockF4 | Sep 9, 2015 | S | 1,900 | $88.97 | D | 28,617 | D | |
| Common StockF5 | holding | — | — | — | 4,616 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $19.08 | Sep 9, 2015 | M | 11,260 | D | — | Nov 10, 2018 | Common Stock | 11,260 | 12,500 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 5/4/2015.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $86.51 per share to $87.45 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $87.52 per share to $88.51 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $88.60 per share to $89.55 per share.
- F5This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 8/31/2015.
- F6This stock option vests in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.