SEC Form 4 · accession 0001209191-15-064738
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark V B Tremallo
Officer — VP, General Counsel &Secretary
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 5, 2015 | M | 8,750 | $23.80 | A | 31,253 | D | |
| Common Stock | Aug 5, 2015 | M | 1,250 | $19.08 | A | 32,503 | D | |
| Common Stock | Aug 5, 2015 | S | 2,000 | $86.88 | D | 30,503 | D | |
| Common StockF3 | Aug 5, 2015 | S | 800 | $87.57 | D | 29,703 | D | |
| Common StockF4 | Aug 5, 2015 | S | 600 | $88.83 | D | 29,103 | D | |
| Common StockF5 | Aug 5, 2015 | S | 6,600 | $90.04 | D | 22,503 | D | |
| Common StockF6 | holding | — | — | — | 1,505 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $23.80 | Aug 5, 2015 | M | 8,750 | D | — | Nov 9, 2017 | Common Stock | 8,750 | 0 | D |
| Employee Stock Option (right to buy)F8 | $19.08 | Aug 5, 2015 | M | 1,250 | D | — | Nov 10, 2018 | Common Stock | 1,250 | 13,850 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 5/4/2015.
- F2This total includes 78 shares purchased on 7/31/2015 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $87.09 per share to $87.88 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $88.55 per share to $89.25 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $89.40 per share to $90.33 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 7/31/2015.
- F7This stock option vested in four (4) equal installments, beginning on 11/9/2011 and ending on 11/9/2014.
- F8This stock option vests in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.