SEC Form 4 · accession 0001209191-15-064736
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Palette
Officer — EVP & CFO
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 13,750 | $23.80 | A | 42,367 | D | |
| Common StockF2 | Aug 5, 2015 | S | 3,750 | $87.07 | D | 38,617 | D | |
| Common StockF3 | Aug 5, 2015 | S | 1,000 | $88.92 | D | 37,617 | D | |
| Common StockF4 | Aug 5, 2015 | S | 9,000 | $90.03 | D | 28,617 | D | |
| Common StockF5 | holding | — | — | — | 4,577 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $23.80 | Aug 5, 2015 | M | 13,750 | D | — | Nov 9, 2017 | Common Stock | 13,750 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 5/4/2015.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $86.88 per share to $87.87 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $88.33 per share to $89.26 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $89.47 per share to $90.33 per share.
- F5This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 7/31/2015.
- F6This stock option vested in four (4) equal intallments, beginning on 11/9/2011 and ending on 11/9/2014.