SEC Form 4 · accession 0001209191-15-008041
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2015 | M | 5,000 | $12.07 | A | 179,446 | D | |
| Common Stock | Jan 28, 2015 | M | 20,000 | $23.80 | A | 199,446 | D | |
| Common StockF2 | Jan 28, 2015 | S | 5,250 | $82.45 | D | 194,196 | D | |
| Common StockF3 | Jan 28, 2015 | S | 19,750 | $83.29 | D | 174,446 | D | |
| Common StockF2 | Jan 28, 2015 | S | 3,525 | $82.43 | D | 170,921 | D | |
| Common StockF4 | Jan 28, 2015 | S | 16,475 | $83.27 | D | 154,446 | D | |
| Common StockF5 | holding | — | — | — | 18,880 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $12.07 | Jan 28, 2015 | M | 5,000 | D | — | Nov 10, 2016 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy)F7 | $23.80 | Jan 28, 2015 | M | 20,000 | D | — | Nov 9, 2017 | Common Stock | 20,000 | 145,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/21/2014.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $82.18 per share to $82.60 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $82.61 per share to $83.60 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $82.63 per share to $83.60 per share.
- F5This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 12/31/2014.
- F6This stock option vested in four (4) equal installments, beginning on 11/10/2010 and ending on 11/10/2013.
- F7This stock option vested in four (4) equal installments, beginning on 11/9/2011 and ending on 11/9/2014.