SEC Form 4 · accession 0001209191-15-001641
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Aldrich
Officer — Chairman and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 8:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | M | 25,000 | $12.07 | A | 239,446 | D | |
| Common StockF2 | Dec 31, 2014 | S | 3,299 | $73.24 | D | 236,147 | D | |
| Common StockF3 | Dec 31, 2014 | S | 21,701 | $74.14 | D | 214,446 | D | |
| Common StockF4 | Dec 31, 2014 | S | 2,800 | $73.24 | D | 211,646 | D | |
| Common StockF5 | Dec 31, 2014 | S | 17,200 | $74.15 | D | 194,446 | D | |
| Common StockF6 | holding | — | — | — | 18,880 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $12.07 | Dec 31, 2014 | M | 25,000 | D | — | Nov 10, 2016 | Common Stock | 25,000 | 30,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/21/2014.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.06 per share to $73.45 per share.
- F3The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.65 per share to $74.50 per share.
- F4The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.06 per share to $73.50 per share.
- F5The price reflects the average selling price of the shares sold. Actual sale prices ranged from $73.67 per share to $74.50 per share.
- F6This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 12/31/2014.
- F7This stock option vested in four (4) equal installments, beginning on 11/10/2010 and ending on 11/10/2013.