SEC Form 4 · accession 0001127602-19-009685
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eileen P. Drake
Officer — CEO and President · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | D | 16,690 | $37.25 | D | 348,412 | D | |
| Common Stock | Feb 28, 2019 | F | 60,403 | $37.25 | D | 288,009 | D | |
| Common StockF1 | Feb 28, 2019 | A | 80,228 | $0.00 | A | 368,237 | D | |
| Common StockF1 | Feb 28, 2019 | A | 20,057 | $0.00 | A | 388,294 | D | |
| Common StockF2 | Feb 28, 2019 | A | 50,000 | $0.00 | A | 438,294 | D | |
| Common Stock | holding | — | — | — | 113,534 | I | EPD 2018 Trust dated August 7, 2018 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $37.25 | Feb 28, 2019 | A | 58,420 | A | Feb 28, 2022 | Feb 28, 2026 | Common Stock | 58,420 | 58,420 | D |
Explanation of responses
- F1Grant to Reporting Person of restricted stock under the 2018 Equity and Performance Incentive Plan.
- F2Restricted stock will vest in 6,250 share installments subject to certain performance targets.
- F3Grant to Reporting Person of stock appreciation right under the 2018 Equity and Performance Incentive Plan.