SEC Form 4 · accession 0001127602-19-009683

AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Washington Operations

Period of report

Feb 28, 2019

Accepted (ET)

Mar 4, 2019 · 7:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000040888

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 28, 2019	D	4,033	$37.25	D	100,481	D
Common Stock	Feb 28, 2019	F	12,511	$37.25	D	87,970	D
Common Stock^F1	Feb 28, 2019	A	12,284	$0.00	A	100,254	D
Common Stock^F1	Feb 28, 2019	A	3,071	$0.00	A	103,325	D
Common Stock^F2	holding	—	—		—	2,303	I	By Plan Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right^F3	$37.25	Feb 28, 2019	A	8,945	A	Feb 28, 2022	Feb 28, 2026	Common Stock	8,945	8,945	D

F1Grant to Reporting Person of restricted stock under the 2018 Equity and Performance Incentive Plan.
F2Shares held in the Aerojet Rocketdyne Retirement Savings Plan Trust (Plan Trust) as of February 22, 2019 which reflects the value in the participant's account as per the Plan Administrator's records. The number of shares reported is calculated by dividing the dollar value of the participant's account by the closing market price of the stock on the day reported above. This calculation yields only the approximate number of shares in the participant's account because the cash component in the Plan Trust (target 2%) is allocated to each participant's account on a pro rata basis, and the cash component varies based on overall activity of all participants in the Plan Trust. The number shown has been rounded down to the nearest whole number.
F3Grant to Reporting Person of stock appreciation right under the 2018 Equity and Performance Incentive Plan.