SEC Form 4 · accession 0001127602-19-009681
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Lundstrom
Officer — VP, Chief Financial Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | A | 25,720 | $0.00 | A | 137,382 | D | |
| Common StockF1 | Feb 28, 2019 | A | 6,430 | $0.00 | A | 143,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $37.25 | Feb 28, 2019 | A | 18,728 | A | Feb 28, 2022 | Feb 28, 2026 | Common Stock | 18,728 | 18,728 | D |
Explanation of responses
- F1Grant to Reporting Person of restricted stock under the 2018 Equity and Performance Incentive Plan.
- F2Grant to Reporting Person of stock appreciation right under the 2018 Equity and Performance Incentive Plan.