SEC Form 4 · accession 0001127602-18-036616
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Corcoran
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2018 | M | 3,619 | $6.82 | A | 6,886 | D | |
| Common Stock | Dec 17, 2018 | D | 3,619 | $34.66 | D | 3,267 | D | |
| Common StockF1 | holding | — | — | — | 108,441 | I | Thomas A. Corcoran TTEE U/A DTD 07/16/2001 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $6.82 | Dec 17, 2018 | M | 3,619 | D | — | Mar 28, 2019 | Common Stock | 3,619 | 0 | D |
Explanation of responses
- F12,583 shares that were previously reported as directly owned on the Reporting Person's Form 4 filed November 19, 2018 have been transferred to the Thomas A. Corcoran TTEE U/A DTD 07/16/2001 Trust since that filing and are now being reported as indirectly owned.
- F2The stock appreciation right vested in 50% increments on 9/28/12 and 3/28/13.