SEC Form 4 · accession 0001127602-18-032108
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Perry
Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 5, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2018 | M | 13,619 | $6.82 | A | 127,483 | D | |
| Common Stock | Nov 2, 2018 | D | 13,619 | $36.86 | D | 113,864 | D | |
| Common Stock | Nov 2, 2018 | M | 6,000 | $2.39 | A | 119,864 | D | |
| Common Stock | Nov 2, 2018 | D | 6,000 | $36.86 | D | 113,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $6.82 | Nov 2, 2018 | M | 13,619 | D | — | Mar 28, 2019 | Common Stock | 13,619 | 0 | D |
| Stock Appreciation RightF2 | $2.39 | Nov 2, 2018 | M | 6,000 | D | — | Mar 25, 2019 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The stock appreciation right vested in 50% increments on 9/28/12 and 3/28/13.
- F2The stock appreciation right vested in 50% increments on 9/25/09 and 3/25/10.