SEC Form 4 · accession 0001127602-18-026513
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Corcoran
Director
Period of report
Aug 29, 2018
Accepted (ET)
Aug 30, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2018 | M | 10,000 | $6.82 | A | 15,856 | D | |
| Common Stock | Aug 29, 2018 | D | 10,000 | $35.92 | D | 5,856 | D | |
| Common Stock | holding | — | — | — | 105,123 | I | Thomas A. Corcoran TTEE U/A DTD 07/16/2001 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $6.82 | Aug 29, 2018 | M | 10,000 | D | — | Mar 28, 2019 | Common Stock | 10,000 | 3,619 | D |
Explanation of responses
- F1The stock appreciation right vested in 50% increments on 9/28/12 and 3/28/13.