SEC Form 4 · accession 0001127602-18-024769
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Turchin
Director
Period of report
Aug 3, 2018
Accepted (ET)
Aug 6, 2018 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | M | 3,000 | $8.48 | A | 99,150 | D | |
| Common Stock | Aug 3, 2018 | M | 6,000 | $8.48 | A | 105,150 | D | |
| Common Stock | Aug 3, 2018 | D | 6,000 | $34.21 | D | 99,150 | D | |
| Common Stock | Aug 3, 2018 | D | 3,000 | $34.21 | D | 96,150 | D | |
| Common Stock | Aug 3, 2018 | G | 500 | $0.00 | D | 95,650 | D | |
| Common Stock | holding | — | — | — | 17,774 | I | By Rabbi Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Coulter Turchin Trust | |
| Common Stock | holding | — | — | — | 7,500 | I | Martin Turchin IRA Rollover | |
| Common Stock | holding | — | — | — | 3,000 | I | Peter Turchin Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Tyler Turchin Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $8.48 | Aug 3, 2018 | M | 3,000 | D | Feb 15, 2009 | Aug 15, 2018 | Common Stock | 3,000 | 0 | D |
| Stock Appreciation Right | $8.48 | Aug 3, 2018 | M | 6,000 | D | Mar 25, 2009 | Aug 15, 2018 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The Stock Appreciation Right vested in 50% increments on 2/15/09 and 8/15/09.