SEC Form 4 · accession 0001127602-18-011200
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Turchin
Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 12, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | M | 15,454 | $6.01 | A | 111,604 | D | |
| Common Stock | Mar 9, 2018 | D | 15,454 | $28.11 | D | 96,150 | D | |
| Common Stock | holding | — | — | — | 11,495 | I | By Rabbi Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Coulter Turchin Trust | |
| Common Stock | holding | — | — | — | 7,500 | I | Martin Turchin IRA Rollover | |
| Common Stock | holding | — | — | — | 3,000 | I | Peter Turchin Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Tyler Turchin Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $6.01 | Mar 9, 2018 | M | 15,454 | D | — | Mar 30, 2018 | Common Stock | 15,454 | 0 | D |
Explanation of responses
- F1The stock appreciation right vested in 50% increments on 9/30/11 and 3/30/12.