SEC Form 4 · accession 0001127602-17-010756
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Corcoran
Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | M | 27,479 | $4.63 | A | 33,461 | D | |
| Common Stock | Mar 6, 2017 | D | 27,479 | $21.58 | D | 5,270 | D | |
| Common StockF1 | holding | — | — | — | 92,053 | I | Thomas A. Corcoran TTEE U/A DTD 07/16/2001 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $4.63 | Mar 6, 2017 | M | 27,479 | D | — | Mar 24, 2017 | Common Stock | 27,479 | 0 | D |
Explanation of responses
- F1712 shares that were previously reported as directly owned on the Reporting Person's Form 4 filed February 16, 2017 have been transferred to the Thomas A. Corcoran TTEE U/A DTD 07/16/2001 Trust since that filing and are now being reported as indirectly owned.
- F2The stock appreciation right vested in 50% increments on 9/24/10 and 3/24/11.