SEC Form 4 · accession 0001127602-17-009487
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D. Schumacher
Officer — VP, Washington Operations
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | D | 8,625 | $19.39 | D | 76,957 | D | |
| Common Stock | Feb 28, 2017 | F | 5,907 | $19.39 | D | 71,050 | D | |
| Common StockF2 | holding | — | — | — | 2,332 | I | By Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance-based restricted stock forfeited due to failure to achieve maximum performance targets for FY2016.
- F2Shares held in the Aerojet Rocketdyne Retirement Savings Plan Trust (Plan Trust) as of February 22, 2017 which reflects the value in the participant's account as per the Plan Administrator's records. The number of shares reported is calculated by dividing the dollar value of the participant's account by the closing market price of the stock on the day reported above. This calculation yields only the approximate number of shares in the participant's account because the cash component in the Plan Trust (target 2%) is allocated to each participant's account on a pro rata basis, and the cash component varies based on overall activity of all participants in the Plan Trust. The number shown has been rounded down to the nearest whole number.