SEC Form 4 · accession 0001127602-16-068417
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen E. Redd
Officer — VP, CFO and Asst. Secretary
Period of report
Nov 22, 2016
Accepted (ET)
Nov 25, 2016 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | F | 3,367 | $20.92 | D | 171,907 | D | |
| Common StockF1 | holding | — | — | — | 47,553 | I | By Paul Kingsley Redd and Kathleen Ellen Redd Revocable Trust | |
| Common StockF2 | holding | — | — | — | 627 | I | By Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are indirectly owned through the Paul Kingsley Redd and Kathleen Ellen Redd Revocable Trust.
- F2Shares held in the Aerojet Rocketdyne Retirement Savings Plan Trust (Plan Trust) as of November 22, 2016 which reflects the value in the participant's account as per the Plan Administrator's records. The number of shares reported is calculated by dividing the dollar value of the participant's account by the closing market price of the stock on the day reported above. This calculation yields only the approximate number of shares in the participant's account because the cash component in the Plan Trust (target 2%) is allocated to each participant's account on a pro rata basis, and the cash component varies based on overall activity of all participants in the Plan Trust. The number shown has been rounded down to the nearest whole number.