SEC Form 4 · accession 0001127602-16-062992
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Turchin
Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 21, 2016 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2016 | M | 12,000 | $5.63 | A | 108,329 | D | |
| Common Stock | Sep 21, 2016 | D | 12,000 | $17.66 | D | 96,329 | D | |
| Common Stock | holding | — | — | — | 21,800 | I | By Rabbi Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Coulter Turchin Trust | |
| Common Stock | holding | — | — | — | 7,500 | I | Martin Turchin IRA Rollover | |
| Common Stock | holding | — | — | — | 3,000 | I | Peter Turchin Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Tyler Turchin Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $5.63 | Sep 21, 2016 | M | 12,000 | D | — | Oct 6, 2016 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1The Stock Appreciation Right vested in 50% increments on 4/6/10 and 10/6/10.