SEC Form 4 · accession 0001127602-16-062382
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Corcoran
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | M | 12,000 | $5.63 | A | 20,851 | D | |
| Common Stock | Sep 8, 2016 | D | 12,000 | $18.06 | D | 8,851 | D | |
| Common Stock | holding | — | — | — | 88,383 | I | Thomas A. Corcoran TTEE U/A DTD 07/16/2001 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $5.63 | Sep 8, 2016 | M | 12,000 | D | — | Oct 6, 2016 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1The Stock Appreciation Right vested in 50% increments on 4/6/10 and 10/6/10.