SEC Form 4 · accession 0001127602-15-023876
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Henderson
Director
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 30, 2015 | M | 12,000 | $5.63 | A | 113,341 | D | |
| Common Stock | Jul 30, 2015 | D | 12,000 | $22.64 | D | 101,341 | D | |
| Common StockF1 | Jul 30, 2015 | S | 53,354 | $22.7234 | D | 101,341 | D | |
| Common Stock | holding | — | — | — | 26,627 | I | By Rabbi Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $5.63 | Jul 30, 2015 | M | 12,000 | D | — | Oct 6, 2016 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $22.64 to $23.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The Stock Appreciation Right vested in 50% increments on 4/6/10 and 10/6/10.