SEC Form 4 · accession 0001127602-15-014918
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen E. Redd
Officer — VP, CFO and Asst. Secretary
Period of report
Apr 17, 2015
Accepted (ET)
Apr 21, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 17, 2015 | A | 2,710 | $0.00 | A | 183,650 | D | |
| Common StockF2 | holding | — | — | — | 47,553 | I | By Paul Kingsley Redd and Kathleen Ellen Redd Revocable Trust | |
| Common StockF3 | holding | — | — | — | 625 | I | By Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emp. Stk. Option (Right to Buy)F4 | $20.48 | Apr 17, 2015 | A | 1,487 | A | Apr 17, 2018 | Apr 17, 2022 | Common Stock | 1,487 | 1,487 | D |
Explanation of responses
- F1Additional grant to correct mistake in 2015 grant award. This grant is under the Amended and Restated 2009 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting certain performance targets for FY2015.
- F2These shares are indirectly owned through the Paul Kingsley Redd and Kathleen Ellen Redd Revocable Trust ("Trust").
- F3Shares held in the GenCorp Retirement Savings Plan Trust (Plan Trust) as of March 23, 2015 which reflects the value in the participant's account as per the Plan Administrator's records. The number of shares reported is calculated by dividing the dollar value of the participant's account by the closing market price of the stock on the day reported above. This calculation yields only the approximate number of shares in the participant's account because the cash component in the Plan Trust (target 2%) is allocated to each participant's account on a pro rata basis, and the cash component varies based on overall activity of all participants in the Plan Trust. The number shown has been rounded down to the nearest whole number.
- F4Additional grant to correct mistake in 2015 grant award. This grant is under the Amended and Restated 2009 Equity and Performance Incentive Plan. Stock Options will vest on April 17, 2018.