SEC Form 4 · accession 0001127602-15-014799
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen E. Redd
Officer — VP, CFO and Asst. Secretary
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2015 | M | 2,560 | $13.19 | A | 183,500 | D | |
| Common Stock | Apr 16, 2015 | D | 2,560 | $20.74 | D | 180,940 | D | |
| Common Stock | Apr 16, 2015 | M | 1,500 | $13.75 | A | 182,440 | D | |
| Common Stock | Apr 16, 2015 | D | 1,500 | $20.74 | D | 180,940 | D | |
| Common Stock | Apr 16, 2015 | M | 1,500 | $18.71 | A | 182,440 | D | |
| Common Stock | Apr 16, 2015 | D | 1,500 | $20.74 | D | 180,940 | D | |
| Common Stock | Apr 16, 2015 | M | 1,000 | $18.71 | A | 181,940 | D | |
| Common Stock | Apr 16, 2015 | D | 1,000 | $20.74 | D | 180,940 | D | |
| Common StockF1 | holding | — | — | — | 47,553 | I | By Paul Kingsley Redd and Kathleen Ellen Redd Revocable Trust | |
| Common StockF2 | holding | — | — | — | 625 | I | By Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $13.19 | Apr 16, 2015 | M | 2,560 | D | Sep 27, 2009 | Sep 27, 2016 | Common Stock | 2,560 | 0 | D |
| Stock Appreciation Right | $13.75 | Apr 16, 2015 | M | 1,500 | D | Jan 16, 2008 | Jan 16, 2017 | Common Stock | 1,500 | 0 | D |
| Stock Appreciation Right | $18.71 | Apr 16, 2015 | M | 1,500 | D | May 10, 2006 | May 10, 2015 | Common Stock | 1,500 | 0 | D |
| Stock Appreciation Right | $18.71 | Apr 16, 2015 | M | 1,000 | D | May 10, 2008 | May 10, 2015 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1These shares are indirectly owned through the Paul Kingsley Redd and Kathleen Ellen Redd Revocable Trust ("Trust").
- F2Shares held in the GenCorp Retirement Savings Plan Trust (Plan Trust) as of March 23, 2015 which reflects the value in the participant's account as per the Plan Administrator's records. The number of shares reported is calculated by dividing the dollar value of the participant's account by the closing market price of the stock on the day reported above. This calculation yields only the approximate number of shares in the participant's account because the cash component in the Plan Trust (target 2%) is allocated to each participant's account on a pro rata basis, and the cash component varies based on overall activity of all participants in the Plan Trust. The number shown has been rounded down to the nearest whole number.