SEC Form 5 · accession 0000921895-18-000102
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren G Lichtenstein
Officer — Executive Chairman · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 8, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2017 | G | 9,560 | $0.00 | D | 56,182 | D | |
| Common Stock | Sep 1, 2017 | G | 215 | $0.00 | D | 55,967 | D | |
| Common Stock | Sep 20, 2017 | G | 8,820 | $0.00 | D | 47,147 | D | |
| Common Stock | Nov 8, 2017 | G | 3,312 | $0.00 | D | 43,835 | D | |
| Common Stock | Nov 30, 2017 | G | 4,064 | $0.00 | D | 39,771 | D | |
| Common StockF1 | holding | — | — | — | 60,546 | I | By Steel Partners, Ltd. | |
| Common Stock | holding | — | — | — | 465,931 | I | By Rabbi Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Lichtenstein, as the Chief Executive Officer of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Company owned directly by SPL except to the extent of his pecuniary interest therein.