SEC Form 4 · accession 0000921895-16-004319
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren G Lichtenstein
Director
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10F1 | May 2, 2016 | A | 11,462 | $0.00 | A | 77,204 | D | |
| Common Stock, Par Value $0.10 | holding | — | — | — | 68,753 | I | By Rabbi Trust | |
| Common Stock, Par Value $0.10F2 | holding | — | — | — | 5,000 | I | By Steel Partners, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Such shares of restricted stock will vest in 50% increments on November 2, 2016 and May 2, 2017.
- F2Mr. Lichtenstein, as the Chief Executive Officer and sole director of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.