SEC Form 4 · accession 0000921895-16-004104
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Arjun Kampani
Officer — VP, Gen. Counsel and Secretary
Period of report
Apr 11, 2016
Accepted (ET)
Apr 12, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10F1 | Apr 11, 2016 | A | 30,507 | $0.00 | A | 30,507 | D | |
| Common Stock, Par Value $0.10F2 | Apr 11, 2016 | A | 40,000 | $0.00 | A | 70,507 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $15.98 | Apr 11, 2016 | A | 15,830 | A | Apr 5, 2019 | Apr 5, 2023 | Common Stock | 15,830 | 15,830 | D |
Explanation of responses
- F1Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting certain performance targets for FY2018.
- F2Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. 1/3 of such shares will vest on each of April 11, 2017, April 11, 2018 and April 11, 2019.