SEC Form 4 · accession 0000921895-16-004059

AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Business Relations

Period of report

Apr 5, 2016

Accepted (ET)

Apr 7, 2016 · 9:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000040888

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, Par Value $0.10^F1	Apr 5, 2016	A	31,753	$0.00	A	86,707	D
Common Stock, Par Value $0.10^F2	holding	—	—		—	2,332	I	By Plan Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$15.98	Apr 5, 2016	A	16,476	A	Apr 5, 2019	Apr 5, 2023	Common Stock	16,476	16,476	D

F1Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting certain performance targets for FY2018.
F2Shares held in the GenCorp Retirement Savings Plan Trust ("Plan Trust") as of March 23, 2015 which reflects the value in the participant's account as per the Plan Administrator's records. The number of shares reported is calculated by dividing the dollar value of the participant's account by the closing market price of the stock on the day reported above. This calculation yields only the approximate number of shares in the participant's account because the cash component in the Plan Trust (target 2%) is allocated to each participant's account on a pro rata basis, and the cash component varies based on overall activity of all participants in the Plan Trust. In addition, the number shown has been rounded down to the nearest whole number.