SEC Form 4 · accession 0000921895-16-004058
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S. Simpson
Officer — SVP - Strategy and Bus Dev
Period of report
Apr 5, 2016
Accepted (ET)
Apr 7, 2016 · 9:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10F1 | Apr 5, 2016 | A | 34,168 | $0.00 | A | 44,243 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $15.98 | Apr 5, 2016 | A | 17,729 | A | Apr 5, 2019 | Apr 5, 2023 | Common Stock | 17,729 | 17,729 | D |
Explanation of responses
- F1Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting certain performance targets for FY2018.