SEC Form 4 · accession 0000921895-16-004057
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen E. Redd
Officer — VP, CFO & Asst. Secretary
Period of report
Apr 5, 2016
Accepted (ET)
Apr 7, 2016 · 9:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10F1 | Apr 5, 2016 | A | 54,383 | $0.00 | A | 194,332 | D | |
| Common Stock, Par Value $0.10F2 | holding | — | — | — | 625 | I | By Plan Trust | |
| Common Stock, Par Value $0.10F3 | holding | — | — | — | 47,553 | I | By Paul Kingsley Redd and Kathleen Ellen Redd Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $15.98 | Apr 5, 2016 | A | 28,219 | A | Apr 5, 2019 | Apr 5, 2023 | Common Stock | 28,219 | 28,219 | D |
Explanation of responses
- F1Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting certain performance targets for FY2018.
- F2Shares held in the GenCorp Retirement Savings Plan Trust ("Plan Trust") as of March 23, 2015 which reflects the value in the participant's account as per the Plan Administrator's records. The number of shares reported is calculated by dividing the dollar value of the participant's account by the closing market price of the stock on the day reported above. This calculation yields only the approximate number of shares in the participant's account because the cash component in the Plan Trust (target 2%) is allocated to each participant's account on a pro rata basis, and the cash component varies based on overall activity of all participants in the Plan Trust. In addition, the number shown has been rounded down to the nearest whole number.
- F3These shares are indirectly owned through the Paul Kingsley Redd and Kathleen Ellen Redd Revocable Trust ("Trust").