SEC Form 4 · accession 0000921895-15-002552
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren G Lichtenstein
Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10F1 | Nov 13, 2015 | P | 5,000 | $14.99 | A | 5,000 | I | By Steel Partners, Ltd. |
| Common Stock, Par Value $0.10F2 | holding | — | — | — | 66,010 | I | By Rabbi Trust | |
| Common Stock, Par Value $0.10 | holding | — | — | — | 65,742 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Lichtenstein, as the Chief Executive Officer and sole director of Steel Partners, Ltd. ("SPL"), may be deemed to beneficially own the shares of common stock owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of common stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.
- F2Shares of common stock held by a "rabbi trust" receipt of which has been deferred by this Reporting Person pursuant to the Aerojet Rocketdyne Holdings, Inc. Deferred Compensation Plan for Nonemployee Directors.