SEC Form 4/A · accession 0000921895-15-000854
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott J Seymour
Officer — President and CEO · Director
Period of report
Mar 28, 2015
Accepted (ET)
Apr 2, 2015 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10 | Mar 28, 2015 | F | 15,781 | $22.92 | D | 303,840 | D | |
| Common Stock, Par Value $0.10F1,F2 | Mar 30, 2015 | A | 109,766 | $0.00 | A | 413,606 | D | |
| Common Stock, Par Value $0.10F3 | holding | — | — | — | 155,907 | I | By Scott J. Seymour and Kathleen T. Goette Seymour Family Trust | |
| Common Stock, Par Value $0.10F3 | holding | — | — | — | 90,462 | I | By Scott J. Seymour Equity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F4 | $23.06 | Mar 30, 2015 | A | 60,239 | A | — | Mar 30, 2022 | Common Stock | 60,239 | 60,239 | D |
| Stock Options (Right to Buy)F5 | $16.59 | holding | — | — | — | Feb 5, 2014 | Feb 5, 2021 | Common Stock | 16,405 | 16,405 | I |
Explanation of responses
- F1The Reporting Person is amending the Form 4 originally filed for the purpose of revising the amount of acquired securities that was previously reported.
- F2Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting certain performance targets for FY2015.
- F3As of February 5, 2014, 10,462 shares were transferred from the Scott J. Seymour and Kathleen T. Goette Seymour Family Trust to the Scott J. Seymour Equity Trust.
- F4Grant to Reporting Person of stock options under the Amended and Restated 2009 Equity and Performance Incentive Plan. Stock options will vest on March 31, 2018.
- F5As of March 26, 2015, 16,405 stock options were transferred from Scott J. Seymour to the Scott J. Seymour Equity Trust.