SEC Form 4 · accession 0001562180-19-000868
Ally Financial Inc. · ALLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason E. Schugel
Officer — Chief Risk Officer
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 11:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2019 | F | 7,461 | $26.24 | D | 109,938 | D | |
| Common StockF2 | Feb 7, 2019 | F | 6,773 | $26.24 | D | 103,165 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of previously reported awards of restricted stock units.
- F2These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of performance share units.