SEC Form 4 · accession 0000040729-18-000127
Ally Financial Inc. · ALLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Sharples
Director
Period of report
Aug 7, 2018
Accepted (ET)
Aug 8, 2018 · 1:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2018 | A | 4,230 | $0.00 | A | 4,230 | D | |
| Common StockF2 | Aug 7, 2018 | A | 3,757 | $0.00 | A | 7,987 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represented by Deferred Stock Units which convert into common stock on a one-for-one basis. The Deferred Stock Units are fully vested upon grant.
- F2Represented by Deferred Stock Units which convert into common stock on a one-for-one basis. The Deferred Stock Units vest in four quarterly installments