SEC Form 4 · accession 0000040729-18-000097
Ally Financial Inc. · ALLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane E. Morais
Officer — President, Ally Bank
Period of report
Mar 18, 2016
Accepted (ET)
May 31, 2018 · 1:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2018 | F | 11,954 | $27.69 | D | 241,799 | D | |
| Common StockF2 | Feb 3, 2018 | F | 6,882 | $28.89 | D | 234,917 | D | |
| Common StockF2 | Feb 1, 2018 | F | 5,809 | $30.14 | D | 229,108 | D | |
| Common StockF1 | Mar 18, 2017 | F | 12,646 | $21.15 | D | 216,462 | D | |
| Common StockF2 | Feb 3, 2017 | F | 7,280 | $22.71 | D | 209,182 | D | |
| Common StockF1 | Mar 18, 2016 | F | 11,832 | $18.48 | D | 197,350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.
- F2These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.